10 Questions To Ask When Selecting a Financial Advisor

Yes! As a fiduciary, we are held to the highest standard of care – to act solely in your best interests when providing financial advice. This duty is a legal and ethical obligation that we take very seriously, ensuring that your interests simply come first in our advisory relationship.

Each of our advisors tasked with leading client relationship management holds an advanced postgraduate degree and/or esteemed professional credentials, such as CFP^®, CFA, or CPA certifications.

We offer comprehensive wealth management services, which can include financial planning, tax planning and preparation, retirement planning, investment management, and estate planning for individuals and families. We also offer business retirement plan and consulting services for closely held, private companies.

Our investment philosophy is founded on the Four Pillars of Investment Management. Read more on our Investment Management page.

Our approach is to build on your Vision. We take the time to hear your story, your values, and what truly matters to you. Learn more on our How We Help page.

We operate on a fee-based structure to help ensure our interests align with yours. We charge a percentage of the assets under management, which covers our investment advisory services. This fee is typically calculated and billed quarterly. This approach fosters a relationship built on trust and mutual success, as our main incentive is the growth and preservation of your wealth.

Depending on the complexity of the services, a fixed fee or hourly rate may be more appropriate. This will be clearly outlined in the initial meetings, during which we will discuss and agree upon the fee structure most suitable to your needs.

Our clients are professionals (doctors, lawyers), corporate executives, entrepreneurs, and business owners, each with distinct financial circumstances and wealth aspirations.

While we prioritize comprehensive wealth management for clients with established financial resources, we are dedicated to financial education and accessibility. We endeavor to support clients at different stages of their financial journey, whether they are beginning to build wealth or are looking to manage and grow their existing assets.

Therefore, we do not enforce a strict investment minimum, but for context, most of our clients have greater than $1 MM in investments with us.

Our client communication is customizable and responsive, ensuring you have the information you need through your preferred channels—whether it’s in-person discussions, video conferencing, phone, email, or secure online portal messaging. Regular, in-depth review sessions are held at least quarterly, with the flexibility to increase frequency based on your individual needs.

Stay updated with our insightful newsletters, which deliver the latest financial trends and market analysis. For any inquiries or updates to your financial situation, we welcome you to contact us — our commitment is to provide timely and thoughtful responses.

Through advanced digital tools, we offer continuous access to your investment data, empowering you with the ability to monitor your portfolio whenever you wish. This approach helps ensure that you're equipped with current and comprehensive financial insights.

Absolutely. We can contact a few clients about their availability to speak with you. However, as a matter of company privacy and confidentiality policy, all references shared must obtain prior approval from the clients.

Getting started with us is straightforward. We'll schedule a virtual or in-person discovery meeting to learn more about you and what you hope to achieve working with us. This meeting is crucial in helping us understand your objectives and craft a personalized financial journey. Schedule your Discovery Call.